This workshop will draw on ASIC enforcement activity and legal actions in the two years since the DDO obligations came into effect, to assist organisations in ensuring they remain compliant with ASIC’s expectations. Among other things we will look at the lessons to be learnt from stop orders that have been issued.
We will also deliver a refresher on the DDO requirements and give practical advice on the development and review of TMDs.
The workshop is useful for financial services lending and other product managers, compliance staff and risk managers, and consumer loan product distributor managers. ASIC enforcement of the DDOs has so far applied to non-bank product issuers, but the lessons from these are equally applicable to the retail banking sector.